Wong, Andy Nam Fu 黃南富
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | CES Commodities (HK) Limited | RO | Dealing in futures contracts | 2017-11-23 | 2018-06-08 |
2 | CHINA EVERBRIGHT FOREX & FUTURES (HK) LIMITED | Rep | Dealing in futures contracts | 2011-05-19 | 2015-05-11 | RO | Dealing in futures contracts | 2015-05-11 | 2018-06-08 |
3 | CHINA EVERBRIGHT SECURITIES (HK) LIMITED | Rep | Dealing in securities | 2011-05-19 | 2011-10-04 | RO | Dealing in securities | 2011-10-04 | 2014-09-05 | Rep | Dealing in securities | 2014-09-05 | 2015-05-11 | RO | Dealing in securities | 2015-05-11 | 2018-06-08 | RO | Advising on securities | 2018-05-15 | 2018-06-08 |
4 | Everbright Securities Investment Services (HK) Limited | RO | Dealing in securities | 2017-11-23 | 2018-06-08 | RO | Advising on securities | 2018-05-15 | 2018-06-08 |
5 | KGI ASIA LIMITED | Rep | Dealing in securities | 2010-12-06 | 2011-03-28 |
6 | KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2010-12-06 | 2011-03-28 |
7 | MAX GIANT LIMITED | Rep | Asset management | 2018-07-06 | 2018-09-12 | RO | Asset management | 2018-09-12 | 2022-12-16 | RO | Advising on securities | 2019-02-26 | 2022-12-16 |
8 | Nomura Asia Investment (Hong Kong) Limited | Rep | Advising on futures contracts | 2004-11-23 | Rep | Asset management | 2004-11-23 | Rep | Dealing in futures contracts | 2009-05-14 |
9 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2004-11-23 | Rep | Advising on futures contracts | 2004-11-23 | Rep | Advising on securities | 2004-11-23 | Rep | Asset management | 2004-11-23 | Rep | Dealing in futures contracts | 2009-05-14 | Rep | Dealing in securities | 2009-05-14 |
10 | NOMURA SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2004-11-29 | 2009-05-14 |
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