Lee, Wai Man (SFC:ALF773) 李慰民
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHINA EVERBRIGHT RESEARCH LIMITED | Rep | Advising on securities | 2009-11-19 | 2010-07-23 | RO | Advising on securities | 2010-07-23 | 2011-12-31 |
| 2 | CITIC FRONTIER CHINA RESEARCH LIMITED | Rep | Advising on securities | 2004-09-16 | 2006-02-01 |
| 3 | CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | Advising on securities | 2007-08-07 | 2009-01-02 |
| 4 | FUBON SECURITIES (HONG KONG) LIMITED | RO | Advising on securities | 2012-05-18 | 2015-02-03 | Rep | Dealing in securities | 2014-07-18 | 2015-02-03 |
| 5 | KGI ASIA LIMITED | Rep | Advising on securities | 2006-03-06 | 2007-07-22 | Rep | Advising on securities | 2009-01-14 | 2009-10-31 |
| 6 | ORIENT SECURITIES (HONG KONG) LIMITED | Rep | Advising on securities | 2015-02-17 | 2015-04-10 | Rep | Dealing in securities | 2015-02-17 | 2018-07-17 | RO | Advising on securities | 2015-04-10 | 2022-10-14 |
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