Tan, Swee Koon 陳瑞坤
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHINA EVERBRIGHT RESEARCH LIMITED | Rep | Advising on securities | 2010-11-29 | 2011-12-03 |
| 2 | CSI Corporate Finance (HK) Limited | Rep | Advising on corporate finance | 2007-06-14 | 2008-05-14 | Rep | Dealing in securities | 2007-06-14 | 2008-05-14 | Rep | Advising on securities | 2007-09-27 | 2008-05-14 |
| 3 | RHB SECURITIES HONG KONG LIMITED | Rep | Advising on securities | 2008-11-05 | 2010-10-09 |
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