Ho, Yuk Kuen (SFC:ABU329) 何玉娟
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | CHINA EVERBRIGHT SECURITIES (HK) LIMITED | Rep | Advising on corporate finance | 2003-08-25 | Rep | Advising on securities | 2003-08-25 | Rep | Asset management | 2003-08-25 | Rep | Automated trading services | 2003-08-25 | Rep | Dealing in securities | 2007-12-20 | Rep | Dealing in securities | 2008-08-21 | 2018-07-31 |
2 | CORNERSTONE SECURITIES LIMITED | Rep | Dealing in securities | 2018-08-28 | 2018-11-14 |
3 | Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2018-01-02 | 2018-07-31 |
4 | SINOLINK SECURITIES (HONG KONG) COMPANY LIMITED | Rep | Dealing in securities | 2018-12-05 | Rep | Dealing in futures contracts | 2019-02-25 |
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