Kwok, Ann Shuk Man 郭淑雯
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CES Commodities (HK) Limited | Rep | Dealing in futures contracts | 2018-04-11 | |
| 2 | CHINA EVERBRIGHT FOREX & FUTURES (HK) LIMITED | Rep | Dealing in futures contracts | 2018-04-11 | |
| 3 | CHINA EVERBRIGHT SECURITIES (HK) LIMITED | Rep | Dealing in securities | 2007-10-09 | |
| 4 | CITIC Securities Brokerage (HK) Limited | Rep | Automated trading services | 2003-06-06 | 2004-03-11 | Rep | Dealing in securities | 2003-06-06 | 2007-09-20 |
| 5 | Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2017-09-15 |
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