Lam, Calvin Si Yang 林思暘
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHINA EVERBRIGHT FOREX & FUTURES (HK) LIMITED | Rep | Dealing in futures contracts | 2012-08-28 | 2013-12-27 |
| 2 | CHINA EVERBRIGHT SECURITIES (HK) LIMITED | Rep | Dealing in securities | 2011-05-18 | 2013-12-27 | Rep | Advising on securities | 2018-10-11 | 2018-12-06 | Rep | Dealing in securities | 2018-10-11 | 2018-12-06 | RO | Advising on securities | 2018-12-06 | 2021-06-25 | RO | Dealing in securities | 2018-12-06 | 2021-06-25 |
| 3 | CLSA FUTURES LIMITED | Rep | Dealing in futures contracts | 2007-02-14 | 2007-10-03 |
| 4 | CLSA LIMITED | Rep | Dealing in securities | 2007-02-14 | 2007-10-03 |
| 5 | Crosby Securities Limited | Rep | Advising on securities | 2015-08-26 | 2015-09-18 | Rep | Dealing in securities | 2015-08-26 | 2015-09-18 | RO | Advising on securities | 2015-09-18 | 2017-06-30 | RO | Dealing in securities | 2015-09-18 | 2017-06-30 |
| 6 | Everbright Securities Investment Services (HK) Limited | Rep | Advising on securities | 2018-10-11 | 2018-12-06 | Rep | Dealing in securities | 2018-10-11 | 2018-12-06 | RO | Advising on securities | 2018-12-06 | 2021-06-25 | RO | Dealing in securities | 2018-12-06 | 2021-06-25 |
| 7 | Guosen Securities (HK) Brokerage Company, Limited | Rep | Advising on securities | 2014-01-24 | 2015-07-23 | Rep | Dealing in futures contracts | 2014-01-24 | 2015-07-23 | Rep | Dealing in securities | 2014-01-24 | 2015-07-23 |
| 8 | KGI ASIA LIMITED | Rep | Advising on securities | 2017-07-17 | 2017-10-02 | Rep | Dealing in securities | 2017-07-17 | 2017-10-02 | Rep | Advising on securities | 2017-10-03 | 2018-01-17 | Rep | Dealing in securities | 2017-10-03 | 2018-01-17 | RO | Advising on securities | 2018-01-17 | 2018-09-03 | RO | Dealing in securities | 2018-01-17 | 2018-09-03 |
| 9 | Magpie Securities Limited (HK) | Rep | Advising on securities | 2021-09-03 | 2021-10-20 | Rep | Dealing in securities | 2021-09-03 | 2021-10-20 | RO | Advising on securities | 2021-10-20 | 2022-06-30 | RO | Dealing in securities | 2021-10-20 | 2022-06-30 | RO | Asset management | 2022-04-29 | 2022-06-30 |
| 10 | MIZUHO SECURITIES ASIA LIMITED | Rep | Advising on securities | 2009-12-04 | 2011-02-28 | Rep | Dealing in securities | 2009-12-09 | 2011-02-28 |
| 11 | Nomura Asia Investment (Hong Kong) Limited | Rep | Dealing in futures contracts | 2007-11-05 | 2009-04-30 |
| 12 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2007-11-05 | 2009-04-30 | Rep | Dealing in securities | 2007-11-05 | 2009-04-30 |
| 13 | NOMURA SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2008-04-11 | 2009-04-30 |
| 14 | RICHLAND CAPITAL MANAGEMENT LIMITED | Rep | Advising on securities | 2009-10-02 | 2009-11-23 | Rep | Asset management | 2009-10-02 | 2009-11-23 |
| 15 | VAN BERKOM GOLDEN DRAGON LIMITED | Rep | Asset management | 2023-07-14 | 2023-07-25 | RO | Asset management | 2023-07-25 | 2023-12-14 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy