Lee, Ka Him 李家謙
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Huaan Securities (Hong Kong) Brokerage Limited | Rep | Advising on securities | 2023-06-12 | |
| 2 | Huaan Securities (Hong Kong) Brokerage Limited | Rep | Dealing in securities | 2023-06-12 | |
| 3 | CHINA EVERBRIGHT SECURITIES (HK) LIMITED | Rep | Dealing in securities | 2009-05-18 | 2019-11-30 |
| 4 | CHINA EVERBRIGHT SECURITIES (HK) LIMITED | Rep | Advising on securities | 2016-07-20 | 2019-11-30 |
| 5 | Everbright Securities Investment Services (HK) Limited | Rep | Advising on securities | 2017-09-25 | 2019-11-30 |
| 6 | Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2017-09-25 | 2019-11-30 |
| 7 | Bright Fund Management Limited | Rep | Asset management | 2019-04-03 | 2019-11-30 |
| 8 | CHINA EVERBRIGHT SECURITIES (HK) LIMITED | Rep | Asset management | 2019-04-03 | 2019-11-30 |
| 9 | GRAND PARTNERS INVESTMENT CONSULTANTS LIMITED | RO | Advising on securities | 2019-12-24 | 2023-06-01 |
| 10 | GRAND PARTNERS SECURITIES LIMITED | RO | Dealing in securities | 2019-12-24 | 2023-06-01 |
| 11 | GRAND PARTNERS ASSET MANAGEMENT LIMITED | Rep | Asset management | 2020-10-29 | 2023-06-01 |
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