Deng, Jun (SFC:APZ630) 鄧駿
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | China International Capital Corporation (International) Limited | Rep | Asset management | 2007-11-15 | 2008-12-31 |
| 2 | CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG ASSET MANAGEMENT LIMITED | Rep | Asset management | 2007-11-15 | 2008-05-20 | RO | Asset management | 2008-05-20 | 2014-11-14 | RO | Advising on securities | 2009-03-03 | 2014-11-14 |
| 3 | CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | Rep | Dealing in securities | 2014-04-28 | 2014-07-28 | RO | Dealing in securities | 2014-07-28 | 2014-11-14 |
| 4 | Hedgestone Capital Group (H.K.) Co., Limited | RO | Advising on securities | 2015-05-12 | 2016-03-06 | RO | Asset management | 2015-05-12 | 2016-03-06 |
| 5 | Huizhi International Capital Holdings Co., Limited | RO | Advising on securities | 2016-03-09 | 2019-04-28 | RO | Asset management | 2016-03-09 | 2019-04-28 | Rep | Advising on corporate finance | 2017-02-01 | 2019-04-28 | RO | Dealing in securities | 2017-02-22 | 2019-04-28 |
| 6 | SBI China Capital Financial Services Limited | RO | Advising on securities | 2019-06-19 | 2021-05-09 | RO | Asset management | 2019-06-19 | 2021-05-09 | RO | Dealing in securities | 2019-06-19 | 2021-05-09 |
| 7 | SBI China Capital Hong Kong Securities Limited | RO | Advising on corporate finance | 2019-09-06 | 2021-05-09 |
| 8 | WEST BULL FINANCIAL LIMITED | RO | Advising on corporate finance | 2023-04-03 | |
| 9 | WEST BULL SECURITIES LIMITED | RO | Advising on securities | 2021-12-13 | RO | Asset management | 2021-12-13 | RO | Dealing in securities | 2021-12-13 |
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