Miu, Hung Lucy 苗紅
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2010-09-22 | 2011-01-07 | Rep | Asset management | 2010-09-22 | 2011-01-07 | RO | Advising on securities | 2011-01-07 | 2014-02-28 | RO | Asset management | 2011-01-07 | 2014-02-28 |
| 2 | CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | Rep | Dealing in securities | 2010-05-24 | 2010-10-21 | RO | Dealing in securities | 2010-10-21 | 2014-02-28 |
| 3 | Citigroup Global Markets Asia Limited | Rep | Dealing in securities | 2003-06-19 | 2008-09-30 |
| 4 | CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | Dealing in futures contracts | 2003-06-19 | 2008-09-30 | Rep | Dealing in securities | 2003-10-16 | 2008-09-30 |
| 5 | FT Securities Limited | Rep | Advising on corporate finance | 2003-05-16 | Rep | Advising on securities | 2003-05-16 | Rep | Asset management | 2003-05-16 | Rep | Dealing in securities | 2003-05-16 |
| 6 | JEFFERIES BACHE (HONG KONG) LIMITED | Rep | Advising on futures contracts | 2003-05-16 | Rep | Asset management | 2003-05-16 | Rep | Dealing in futures contracts | 2003-05-16 |
| 7 | Mu Investment Management (Asia) Limited | RO | Asset management | 2014-09-29 | 2020-02-28 |
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