Se, David Carven Yung Yee 施勇儀
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2011-01-06 | 2011-03-14 | Rep | Asset management | 2011-01-06 | 2011-03-14 | RO | Advising on securities | 2011-03-14 | 2013-09-17 | RO | Asset management | 2011-03-14 | 2013-09-17 |
| 2 | CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG FUTURES LIMITED | Rep | Advising on futures contracts | 2011-08-23 | 2011-10-04 | Rep | Dealing in futures contracts | 2011-08-23 | 2011-10-04 | RO | Advising on futures contracts | 2011-10-04 | 2013-09-17 | RO | Dealing in futures contracts | 2011-10-04 | 2013-09-17 |
| 3 | CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | Rep | Dealing in securities | 2011-01-06 | 2011-03-14 | RO | Dealing in securities | 2011-03-14 | 2013-09-17 |
| 4 | FT Securities Limited | RO | Advising on corporate finance | 2004-12-07 | RO | Advising on securities | 2010-12-16 | RO | Asset management | 2010-12-16 | RO | Dealing in securities | 2010-12-16 | RO | Advising on futures contracts | 2005-09-22 | 2010-12-16 | RO | Dealing in futures contracts | 2005-09-22 | 2010-12-16 |
| 5 | Greenland (Asia) Securities Co., Limited | Rep | Advising on securities | 2022-02-24 | 2022-03-30 | Rep | Asset management | 2022-02-24 | 2022-03-30 | RO | Advising on securities | 2022-03-30 | 2022-12-14 | RO | Asset management | 2022-03-30 | 2022-12-14 |
| 6 | Hong Kong Zhongzheng Fund Management Limited | RO | Advising on securities | 2020-04-14 | 2020-04-30 | RO | Asset management | 2020-04-14 | 2020-04-30 |
| 7 | Imperium International Asset Management Limited | RO | Advising on futures contracts | 2013-10-02 | 2016-05-31 | RO | Advising on securities | 2013-10-02 | 2016-05-31 | RO | Asset management | 2013-10-02 | 2016-05-31 |
| 8 | IMPERIUM INTERNATIONAL SECURITIES LIMITED | RO | Dealing in futures contracts | 2013-12-16 | 2016-05-04 | RO | Dealing in securities | 2013-12-16 | 2016-05-04 | RO | Advising on securities | 2014-08-25 | 2016-05-04 |
| 9 | JEFFERIES BACHE (HONG KONG) LIMITED | Rep | Advising on futures contracts | 2004-12-07 | Rep | Asset management | 2004-12-07 | Rep | Dealing in futures contracts | 2005-02-08 | RO | Dealing in futures contracts | 2005-02-08 | 2005-10-04 |
| 10 | M&F Asset Management Limited | RO | Advising on securities | 2018-06-11 | 2019-05-31 | RO | Asset management | 2018-06-11 | 2019-05-31 | RO | Dealing in securities | 2018-06-11 | 2019-05-31 | RO | Advising on securities | 2023-02-16 | RO | Asset management | 2023-02-16 | RO | Dealing in securities | 2023-02-16 |
| 11 | Prime Cdex Asset Management Limited | RO | Asset management | 2020-09-28 | 2021-04-16 |
| 12 | Prime Cdex Futures Limited | RO | Dealing in futures contracts | 2020-09-28 | 2021-04-16 |
| 13 | Prime Cdex Securities Limited | RO | Advising on securities | 2020-09-28 | 2021-04-16 | RO | Dealing in securities | 2020-09-28 | 2021-04-16 |
| 14 | Sun International Investment Services Limited | RO | Advising on securities | 2016-11-15 | 2017-10-31 | RO | Asset management | 2016-11-15 | 2017-10-31 | RO | Dealing in securities | 2016-11-15 | 2017-10-31 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy