Chan, Chak Ming (SFC:AJM690) 陳則明
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2010-11-22 | 2011-09-30 | Rep | Asset management | 2010-11-22 | 2011-09-30 |
2 | CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | Rep | Dealing in securities | 2010-11-22 | 2011-09-30 |
3 | Credit Suisse (Hong Kong) Limited | Rep | Advising on securities | 2004-05-22 | 2010-10-31 |
4 | GF Securities (Hong Kong) Brokerage Limited | Rep | Advising on securities | 2018-11-15 | Rep | Dealing in securities | 2018-11-15 |
5 | UBS SECURITIES ASIA LIMITED | Rep | Advising on securities | 2004-02-25 | 2004-05-05 |
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