Cheung, Wai Yin (SFC:AGY675) 張緯賢
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | China International Capital Corporation (International) Limited | Rep | Asset management | 2007-08-10 | 2008-12-31 |
| 2 | CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG ASSET MANAGEMENT LIMITED | Rep | Asset management | 2007-08-10 | 2015-01-28 | Rep | Advising on securities | 2014-04-28 | 2015-01-28 | RO | Advising on securities | 2015-01-28 | 2015-09-11 | RO | Asset management | 2015-01-28 | 2015-09-11 |
| 3 | CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | Rep | Dealing in securities | 2014-04-28 | 2015-05-20 | RO | Dealing in securities | 2015-05-20 | 2015-09-11 |
| 4 | ORIX Asia Asset Management Limited | RO | Advising on securities | 2022-03-03 | RO | Asset management | 2022-03-03 | RO | Dealing in securities | 2022-03-03 |
| 5 | SOUTHWEST SECURITIES (HK) ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2016-01-08 | 2016-03-23 | Rep | Asset management | 2016-01-08 | 2016-07-29 | RO | Advising on securities | 2016-03-23 | 2019-10-16 | RO | Asset management | 2016-07-29 | 2019-10-16 |
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