Kok, Cathy Tung Wa 郝冬樺
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | China International Capital Corporation (International) Limited | Rep | Asset management | 2006-07-13 | 2008-12-31 |
| 2 | CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG ASSET MANAGEMENT LIMITED | Rep | Asset management | 2006-07-13 | 2016-05-30 |
| 3 | CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | Rep | Dealing in securities | 2015-01-29 | 2016-05-30 |
| 4 | HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | Rep | Advising on securities | 2017-08-04 | Rep | Dealing in futures contracts | 2017-08-04 | Rep | Dealing in securities | 2017-08-04 | Rep | Asset management | 2017-08-04 | 2017-12-29 | RO | Asset management | 2017-12-29 |
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