Leung, Kwok Wai (SFC:AFB193) 梁國威
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ALPS ADVISORY (HK) LIMITED | Rep | Advising on securities | 2012-09-10 | 2017-09-07 | Rep | Asset management | 2012-09-10 | 2017-09-07 | Rep | Dealing in securities | 2014-01-03 | 2017-09-07 |
| 2 | BOCI-PRUDENTIAL ASSET MANAGEMENT LIMITED | Rep | Advising on futures contracts | 2005-05-05 | Rep | Advising on securities | 2005-05-05 | Rep | Asset management | 2005-05-05 |
| 3 | CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2011-07-05 | 2012-07-20 | Rep | Asset management | 2011-07-05 | 2012-07-20 |
| 4 | CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | Rep | Dealing in securities | 2011-07-05 | 2012-07-20 |
| 5 | SMART EMPIRE ASSET MANAGEMENT LIMITED | RO | Asset management | 2019-02-20 | RO | Advising on securities | 2019-11-26 |
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