Leung, Kwok Wai (SFC:AFB193) 梁國威

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 BOCI-PRUDENTIAL ASSET MANAGEMENT LIMITED Rep Advising on futures contracts 2005-05-05
2 BOCI-PRUDENTIAL ASSET MANAGEMENT LIMITED Rep Advising on securities 2005-05-05
3 BOCI-PRUDENTIAL ASSET MANAGEMENT LIMITED Rep Asset management 2005-05-05
4 CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG ASSET MANAGEMENT LIMITED Rep Advising on securities 2011-07-05 2012-07-20
5 CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG ASSET MANAGEMENT LIMITED Rep Asset management 2011-07-05 2012-07-20
6 CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED Rep Dealing in securities 2011-07-05 2012-07-20
7 ALPS ADVISORY (HK) LIMITED Rep Advising on securities 2012-09-10 2017-09-07
8 ALPS ADVISORY (HK) LIMITED Rep Asset management 2012-09-10 2017-09-07
9 ALPS ADVISORY (HK) LIMITED Rep Dealing in securities 2014-01-03 2017-09-07
10 SMART EMPIRE ASSET MANAGEMENT LIMITED RO Asset management 2019-02-20
11 SMART EMPIRE ASSET MANAGEMENT LIMITED RO Advising on securities 2019-11-26

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