Liu, Min (SFC:AWI092) 劉敏

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG ASSET MANAGEMENT LIMITED Rep Advising on securities 2010-11-16 2013-08-04
Rep Asset management 2010-11-16 2013-08-04
2 CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED Rep Dealing in securities 2010-11-19 2013-08-04
3 Cypress Capital Hong Kong Limited Rep Advising on securities 2013-08-14 2015-09-15
Rep Asset management 2013-08-14 2015-09-15
4 Fountainhead Partners Company Limited Rep Advising on securities 2015-11-24 2016-01-06
Rep Asset management 2015-11-24 2016-01-06
RO Advising on securities 2016-01-06
RO Asset management 2016-01-06
RO Dealing in securities 2016-01-06

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