Young, Ting Kar 楊庭嘉
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2011-05-05 | 2012-08-25 | Rep | Asset management | 2011-05-05 | 2012-08-25 |
2 | CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | Rep | Dealing in securities | 2011-05-05 | 2012-08-25 |
3 | Citigroup Global Markets Asia Limited | Rep | Advising on corporate finance | 2003-10-15 | Rep | Advising on securities | 2003-10-15 | Rep | Asset management | 2003-10-15 | Rep | Automated trading services | 2003-10-15 | Rep | Dealing in securities | 2007-06-22 | Rep | Dealing in securities | 2010-10-14 | 2011-04-01 |
4 | CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | Advising on futures contracts | 2003-10-13 | Rep | Asset management | 2003-10-13 | Rep | Dealing in futures contracts | 2007-06-22 | Rep | Dealing in securities | 2003-10-17 | 2007-06-22 | Rep | Dealing in futures contracts | 2010-10-14 | 2011-04-01 | Rep | Dealing in securities | 2010-10-14 | 2011-04-01 |
5 | GUOTAI JUNAN FUTURES (HONG KONG) LIMITED | Rep | Advising on futures contracts | 2021-12-02 | 2023-01-13 | Rep | Dealing in futures contracts | 2021-12-02 | 2023-01-13 |
6 | Guotai Junan FX Limited | Rep | Leveraged foreign exchange trading | 2021-12-02 | 2022-07-08 |
7 | GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | Advising on securities | 2021-09-27 | 2023-01-13 | Rep | Dealing in securities | 2021-09-27 | 2023-01-13 |
8 | Lapland Securities Limited | Rep | Advising on securities | 2019-09-13 | 2019-12-20 | Rep | Asset management | 2019-09-13 | 2019-12-20 | Rep | Dealing in securities | 2019-09-13 | 2019-12-20 |
9 | M&F Asset Management Limited | Rep | Advising on securities | 2019-01-07 | 2019-05-10 | Rep | Dealing in securities | 2019-01-07 | 2019-05-10 | Rep | Asset management | 2019-03-20 | 2019-05-10 |
10 | MAGIC COMPASS SECURITIES LIMITED | Rep | Dealing in securities | 2020-01-06 | 2020-02-04 | RO | Dealing in securities | 2020-02-04 | 2021-08-10 | RO | Advising on securities | 2021-01-15 | 2021-08-10 | RO | Asset management | 2021-01-15 | 2021-08-10 |
11 | ZH SECURITIES LIMITED | RO | Advising on securities | 2023-03-31 | RO | Asset management | 2023-03-31 | RO | Dealing in securities | 2023-03-31 | RO | Dealing in futures contracts | 2024-02-16 |
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