Huang, Haizhou (SFC:AMU474) 黃海洲
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | BARCLAYS CAPITAL ASIA LIMITED | Rep | Advising on securities | 2005-12-09 | 2006-02-14 | RO | Advising on securities | 2006-02-14 | 2007-11-09 |
2 | CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG FUTURES LIMITED | Rep | Advising on futures contracts | 2013-06-24 | 2024-02-02 | Rep | Dealing in futures contracts | 2013-06-24 | 2024-02-02 |
3 | CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | Rep | Dealing in securities | 2008-01-03 | 2008-06-12 | RO | Dealing in securities | 2008-06-12 | 2024-02-07 | RO | Advising on securities | 2011-01-04 | 2024-02-07 | Rep | Advising on securities | 2024-02-01 | 2024-02-02 | Rep | Dealing in securities | 2024-02-01 | 2024-02-02 | Rep | Advising on securities | 2024-02-07 | Rep | Dealing in securities | 2024-02-07 |
4 | CICC US Securities, Inc. | Rep | Dealing in securities | 2008-06-23 | 2008-07-30 | RO | Dealing in securities | 2008-07-30 | 2009-04-15 |
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