Peng, Wensheng 彭文生
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | BARCLAYS CAPITAL ASIA LIMITED | RO | Advising on securities | 2008-09-11 | 2010-08-28 |
2 | CHINA EVERBRIGHT RESEARCH LIMITED | Rep | Advising on securities | 2016-10-20 | 2018-02-23 | RO | Advising on securities | 2018-02-23 | 2020-05-31 |
3 | CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | Rep | Advising on securities | 2010-10-11 | 2010-11-02 | Rep | Dealing in securities | 2010-10-11 | 2015-01-15 | RO | Advising on securities | 2010-11-02 | 2015-01-15 | Rep | Advising on securities | 2020-06-02 | 2020-08-21 | Rep | Dealing in securities | 2020-06-02 | 2020-09-03 | RO | Advising on securities | 2020-08-21 |
4 | CITIC Securities Brokerage (HK) Limited | Rep | Advising on securities | 2015-01-27 | 2015-02-24 | RO | Advising on securities | 2015-02-24 | 2016-10-17 |
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