Chan, Eva Chui Wa 陳翠華
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2013-01-21 | 2013-10-03 | Rep | Asset management | 2013-01-21 | 2013-10-03 |
2 | CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | Rep | Dealing in securities | 2010-01-22 | 2013-10-03 | Rep | Advising on securities | 2013-01-21 | 2013-10-03 |
3 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Dealing in securities | 2006-06-12 | 2009-12-17 |
4 | GOLDMAN SACHS FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2006-06-12 | 2009-12-17 |
5 | Morgan Stanley Asia Limited | Rep | Dealing in securities | 2004-03-29 | 2006-05-27 |
6 | Morgan Stanley Hong Kong Futures Limited | Rep | Dealing in futures contracts | 2004-10-15 | 2006-05-27 |
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