Chan, Man (SFC:AMI495) 陳敏
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | BOCI SECURITIES LIMITED | Rep | Advising on securities | 2015-07-13 | Rep | Dealing in futures contracts | 2015-07-13 | Rep | Dealing in securities | 2015-07-13 |
2 | CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG FUTURES LIMITED | Rep | Dealing in futures contracts | 2012-08-15 | 2015-04-30 |
3 | CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | Rep | Dealing in securities | 2007-08-29 | 2015-04-30 |
4 | PHILLIP COMMODITIES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2005-08-12 | 2007-08-09 | Rep | Leveraged foreign exchange trading | 2007-05-15 | 2007-08-09 |
5 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2005-08-12 | 2007-08-09 |
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