Fan, Lester Kei Shun 范基信
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | AIM Y. K. HUI INVESTMENT CONSULTANTS LIMITED | Rep | Advising on corporate finance | 2004-11-10 | Rep | Advising on futures contracts | 2007-09-22 | Rep | Advising on securities | 2007-09-22 | Rep | Asset management | 2007-09-22 |
| 2 | China Centre City Global Capital Limited | RO | Advising on securities | 2018-06-07 | 2019-08-26 | RO | Asset management | 2018-06-07 | 2019-08-26 |
| 3 | CHINA INDUSTRIAL SECURITIES INTERNATIONAL ASSET MANAGEMENT LIMITED | RO | Advising on securities | 2012-04-27 | 2014-12-31 | RO | Asset management | 2012-04-27 | 2014-12-31 | RO | Advising on futures contracts | 2013-06-03 | 2014-12-31 |
| 4 | CHINA INDUSTRIAL SECURITIES INTERNATIONAL FUTURES LIMITED | RO | Dealing in futures contracts | 2012-07-13 | 2014-12-31 |
| 5 | CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG FUTURES LIMITED | RO | Advising on futures contracts | 2011-04-26 | 2011-10-28 | RO | Dealing in futures contracts | 2011-04-26 | 2011-10-28 |
| 6 | CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | Rep | Dealing in securities | 2010-12-21 | 2011-10-28 |
| 7 | CNCB (Hong Kong) Capital Limited | RO | Asset management | 2006-09-06 | 2007-09-22 |
| 8 | FULL HOUSE ASSET MANAGEMENT COMPANY LIMITED | RO | Advising on securities | 2020-05-26 | 2021-06-15 | RO | Asset management | 2020-05-26 | 2021-06-15 |
| 9 | Glory Profit Capital Limited | RO | Advising on securities | 2021-08-19 | 2024-02-28 | RO | Asset management | 2021-08-19 | 2024-02-28 |
| 10 | GUOYUAN ASSET MANAGEMENT (HONG KONG) LIMITED | RO | Asset management | 2007-11-28 | 2010-06-14 |
| 11 | GUOYUAN FUTURES (HONG KONG) LIMITED | RO | Dealing in futures contracts | 2007-11-29 | 2010-06-14 | RO | Advising on futures contracts | 2008-03-05 | 2010-06-14 |
| 12 | GUOYUAN SECURITIES BROKERAGE (HONG KONG) LIMITED | RO | Advising on securities | 2008-05-22 | 2010-06-14 | Rep | Dealing in securities | 2009-01-23 | 2009-10-12 | RO | Dealing in securities | 2009-10-12 | 2010-06-14 |
| 13 | NFH Asset Management Limited | RO | Advising on securities | 2015-10-16 | 2018-01-31 | RO | Asset management | 2015-10-16 | 2018-01-31 |
| 14 | NFH Securities and Futures Limited | RO | Advising on futures contracts | 2016-08-25 | 2018-01-31 | RO | Dealing in futures contracts | 2016-08-25 | 2018-01-31 |
| 15 | Zhongrong International Futures Co., Limited | Rep | Advising on futures contracts | 2003-09-19 | Rep | Asset management | 2003-09-19 | Rep | Dealing in futures contracts | 2004-07-07 | RO | Dealing in futures contracts | 2004-07-07 | 2007-09-22 |
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