He, Hua (SFC:AOV195) 何華
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | 9M Stone Capital Limited | RO | Asset management | 2016-05-03 | RO | Advising on securities | 2020-07-17 |
| 2 | Capula Investment Management Asia Limited | Rep | Asset management | 2014-02-06 | 2014-02-18 | Rep | Dealing in securities | 2014-02-06 | 2014-02-18 | RO | Asset management | 2014-02-18 | 2015-08-28 | RO | Dealing in securities | 2014-02-18 | 2015-08-28 | Rep | Asset management | 2015-08-28 | 2015-09-15 | Rep | Dealing in securities | 2015-08-28 | 2015-09-15 |
| 3 | CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | Rep | Advising on securities | 2011-08-03 | 2012-05-29 | RO | Dealing in securities | 2012-03-14 | 2014-01-30 | RO | Advising on securities | 2012-05-29 | 2014-01-30 |
| 4 | LEHMAN BROTHERS ASIA LIMITED | Rep | Advising on securities | 2007-04-20 | 2008-09-29 |
| 5 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Advising on securities | 2008-10-10 | 2011-04-16 |
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