Hong, Hao (SFC:AXB808)
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCOM International Securities Limited | Rep | Advising on securities | 2012-06-06 | 2017-10-06 | RO | Advising on securities | 2017-10-06 | 2018-05-18 | Rep | Advising on securities | 2018-05-18 | 2019-04-01 | RO | Advising on securities | 2019-04-01 | 2022-05-01 |
| 2 | CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | Rep | Advising on securities | 2011-03-28 | 2011-11-13 | Rep | Dealing in securities | 2011-03-28 | 2011-11-13 |
| 3 | GROW Asset Management (HK) Limited | RO | Asset management | 2023-02-02 | RO | Advising on securities | 2023-03-09 |
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