Li, Yanlin (SFC:ANI899) 李豔琳
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG ASSET MANAGEMENT LIMITED | Rep | Asset management | 2020-12-01 | |
| 2 | CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | Rep | Dealing in securities | 2008-04-29 | 2020-05-15 | Rep | Advising on securities | 2016-03-10 | 2021-02-09 | RO | Dealing in securities | 2020-05-15 |
| 3 | CICC US Securities (Hong Kong) Limited | Rep | Dealing in securities | 2014-08-28 | |
| 4 | LEHMAN BROTHERS ASIA LIMITED | Rep | Advising on securities | 2006-10-24 | 2008-02-04 |
| 5 | SINOPAC SECURITIES (ASIA) LIMITED | Rep | Advising on securities | 2006-05-04 | 2006-09-30 |
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