Lin, Shanshan (SFC:ASJ891) 林姍姍
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | Rep | Dealing in securities | 2010-09-06 | 2019-05-21 | Rep | Advising on securities | 2016-03-10 | 2019-05-21 |
| 2 | CICC US Securities (Hong Kong) Limited | Rep | Dealing in securities | 2014-06-26 | 2019-05-21 |
| 3 | HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | Rep | Advising on securities | 2019-08-26 | 2020-03-04 | Rep | Dealing in securities | 2019-08-26 | 2020-03-04 | RO | Advising on securities | 2020-03-04 | RO | Dealing in securities | 2020-03-04 |
| 4 | Morgan Stanley Asia Limited | Rep | Advising on securities | 2009-02-11 | 2010-08-03 | Rep | Dealing in securities | 2009-02-11 | 2010-08-03 |
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