Lu, Chao (SFC:ARI980) 陸超
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | AIF CAPITAL LIMITED | Rep | Advising on securities | 2009-11-20 | 2011-06-17 | Rep | Asset management | 2009-11-20 | 2011-06-17 |
| 2 | CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | Rep | Advising on corporate finance | 2011-08-24 | 2013-11-11 | Rep | Dealing in securities | 2012-06-21 | 2013-11-11 |
| 3 | Citigroup Global Markets Asia Limited | Rep | Advising on corporate finance | 2013-12-12 | 2018-05-28 | Rep | Dealing in securities | 2013-12-12 | 2021-03-15 | RO | Advising on corporate finance | 2018-05-28 | 2021-03-15 |
| 4 | Morgan Stanley Asia Limited | Rep | Advising on corporate finance | 2008-07-23 | 2009-08-17 | Rep | Dealing in securities | 2008-07-23 | 2009-08-17 |
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