Ng, Ka Ying (SFC:AFU399) 吳家瑩
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG ASSET MANAGEMENT LIMITED | Rep | Asset management | 2017-09-15 | |
| 2 | CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | Rep | Dealing in securities | 2010-01-18 | |
| 3 | Rothschild & Co Hong Kong Limited | Rep | Advising on corporate finance | 2005-04-27 | 2005-09-16 | Rep | Advising on securities | 2005-04-27 | 2005-09-16 |
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