Ng, Siok Leng (SFC:AFM257) 黃淑玲
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | Rep | Advising on securities | 2010-09-06 | 2013-08-09 | Rep | Dealing in securities | 2010-09-06 | 2013-08-09 |
2 | Credit Agricole Securities (Asia) Limited | Rep | Advising on securities | 2009-02-27 | 2010-08-23 |
3 | Optimas Capital Limited | Rep | Asset management | 2022-02-16 | 2023-02-20 |
4 | UBS SECURITIES ASIA LIMITED | Rep | Advising on securities | 2003-10-14 | 2008-05-14 |
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