Shiu, Eric Wing Lun 蕭永倫
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | Rep | Dealing in securities | 2007-04-11 | 2011-08-25 |
| 2 | ENLIGHTEN FUTURES LIMITED | Rep | Dealing in futures contracts | 2006-02-02 | 2007-03-21 |
| 3 | ENLIGHTEN SECURITIES LIMITED | Rep | Dealing in securities | 2006-02-02 | 2007-03-21 |
| 4 | KGI ASIA LIMITED | Rep | Advising on corporate finance | 2003-05-31 | Rep | Advising on securities | 2003-05-31 | Rep | Asset management | 2003-05-31 | Rep | Dealing in securities | 2003-05-31 | Rep | Dealing in securities | 2003-08-01 | 2006-01-28 |
| 5 | KGI FUTURES (HONG KONG) LIMITED | Rep | Advising on futures contracts | 2003-05-31 | Rep | Asset management | 2003-05-31 | Rep | Dealing in futures contracts | 2003-05-31 | Rep | Dealing in futures contracts | 2003-08-01 | 2006-01-28 |
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