Shum, Kai Chun 岑啟臻
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Black Marble Securities Limited | Rep | Dealing in securities | 2015-07-06 | 2015-07-15 | RO | Dealing in securities | 2015-07-15 | 2016-06-04 |
| 2 | CC Kingdom Corporate Finance Limited | Rep | Advising on corporate finance | 2022-12-08 | |
| 3 | China International Capital Corporation (International) Limited | Rep | Advising on corporate finance | 2005-01-19 | Rep | Advising on securities | 2005-01-19 | Rep | Asset management | 2005-01-19 | Rep | Dealing in securities | 2005-01-19 |
| 4 | CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | Rep | Dealing in securities | 2005-01-19 | 2012-11-06 |
| 5 | TIANDA SECURITIES LIMITED | RO | Dealing in securities | 2015-01-30 | 2015-03-26 |
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