Siu, Chun 蕭俊
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG FUTURES LIMITED | Rep | Dealing in futures contracts | 2012-02-15 | 2014-04-18 |
| 2 | CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | Rep | Dealing in securities | 2009-12-28 | 2014-04-18 | Rep | Advising on securities | 2012-06-11 | 2014-04-18 |
| 3 | ORIENT ASSET MANAGEMENT (HONG KONG) LIMITED | Rep | Asset management | 2014-05-16 | 2021-07-06 |
| 4 | ORIENT FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2014-05-16 | |
| 5 | ORIENT SECURITIES (HONG KONG) LIMITED | Rep | Advising on securities | 2014-05-16 | Rep | Dealing in securities | 2014-05-16 |
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