Tian, Xiaoan 田晓安
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | China International Capital Corporation (International) Limited | Rep | Advising on corporate finance | 2008-03-10 | 2008-10-16 |
| 2 | CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | Rep | Advising on corporate finance | 2008-11-13 | 2014-09-26 |
| 3 | CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | Rep | Dealing in securities | 2013-10-15 | 2014-09-26 |
| 4 | Citigroup Global Markets Asia Limited | Rep | Advising on corporate finance | 2014-09-30 | 2015-04-17 |
| 5 | Citigroup Global Markets Asia Limited | Rep | Dealing in securities | 2014-09-30 | 2015-04-17 |
| 6 | CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | Rep | Advising on corporate finance | 2015-06-10 | 2017-10-30 |
| 7 | CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | Rep | Dealing in securities | 2015-06-10 | 2017-10-30 |
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