Wong, Chi Man (SFC:AER067) 黃智雯
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG ASSET MANAGEMENT LIMITED | Rep | Asset management | 2014-08-18 | |
2 | CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG FUTURES LIMITED | Rep | Dealing in futures contracts | 2019-06-11 | |
3 | CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | Rep | Advising on corporate finance | 2005-01-27 | Rep | Advising on securities | 2005-01-27 | Rep | Asset management | 2005-01-27 | Rep | Dealing in securities | 2012-02-28 | RO | Dealing in securities | 2012-02-28 | Rep | Advising on securities | 2016-05-18 | 2021-01-20 | Rep | Dealing in futures contracts | 2019-09-13 | 2020-11-13 | RO | Advising on securities | 2021-01-20 |
4 | CICC US Securities (Hong Kong) Limited | Rep | Dealing in securities | 2014-05-28 |
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