Wong, Yiu Wan 黃曉雲
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BARCLAYS CAPITAL ASIA LIMITED | Rep | Advising on securities | 2014-05-26 | 2015-05-31 |
| 2 | CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | Rep | Dealing in securities | 2007-11-16 | 2013-12-02 | Rep | Advising on securities | 2010-03-29 | 2013-12-02 |
| 3 | Everbright Securities Investment Services (HK) Limited | Rep | Advising on securities | 2015-08-12 | 2016-01-31 |
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