Xia, Tian (SFC:AGL914) 夏天
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCI ASIA LIMITED | Rep | Advising on corporate finance | 2004-05-17 | Rep | Dealing in securities | 2004-05-17 |
| 2 | China International Capital Corporation (International) Limited | Rep | Advising on corporate finance | 2007-06-20 | 2008-10-16 |
| 3 | CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | Rep | Advising on corporate finance | 2008-11-13 | 2013-12-31 | Rep | Dealing in securities | 2012-06-26 | 2013-12-31 |
| 4 | Credit Suisse (Hong Kong) Limited | Rep | Advising on corporate finance | 2016-01-25 | 2017-01-21 | Rep | Advising on securities | 2016-01-25 | 2017-01-21 | Rep | Dealing in securities | 2016-01-25 | 2017-01-21 |
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