Yiu, Wing Shan 姚穎珊
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG FUTURES LIMITED | Rep | Dealing in futures contracts | 2012-01-27 | 2013-10-25 |
| 2 | CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | Rep | Dealing in securities | 2009-01-19 | 2013-10-25 | Rep | Advising on securities | 2012-06-11 | 2013-10-25 |
| 3 | China Renaissance Securities (Hong Kong) Limited | Rep | Dealing in securities | 2013-11-25 | 2016-01-27 | Rep | Advising on securities | 2013-11-25 | 2016-04-14 | RO | Dealing in securities | 2016-01-27 | 2017-07-13 | RO | Advising on securities | 2016-04-14 | 2017-07-13 |
| 4 | Morgan Stanley Asia Limited | Rep | Dealing in securities | 2008-04-07 | 2009-01-12 |
| 5 | Morgan Stanley Hong Kong Futures Limited | Rep | Dealing in futures contracts | 2008-04-07 | 2009-01-12 |
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