Yu, Sze Kong 余仕綱
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCHK Asset Management Limited | Rep | Advising on securities | 2016-07-22 | 2018-11-09 | Rep | Asset management | 2016-07-22 | 2018-11-09 | Rep | Dealing in securities | 2016-07-22 | 2018-11-09 |
| 2 | CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG FUTURES LIMITED | Rep | Dealing in futures contracts | 2012-02-13 | 2012-04-03 |
| 3 | CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | Rep | Dealing in securities | 2007-09-12 | 2012-04-03 |
| 4 | CITIC Securities Asset Management (HK) Limited | Rep | Advising on securities | 2015-04-15 | 2016-06-20 | Rep | Asset management | 2015-04-15 | 2016-06-20 | Rep | Dealing in securities | 2015-04-15 | 2016-06-20 |
| 5 | CITIC Securities Brokerage (HK) Limited | Rep | Dealing in securities | 2012-04-18 | 2015-04-15 |
| 6 | CITIC Securities Futures (HK) Limited | Rep | Dealing in futures contracts | 2012-04-18 | 2015-04-15 |
| 7 | Lighthorse Asset Management (HK) Limited | Rep | Advising on securities | 2018-11-21 | 2021-11-11 | Rep | Asset management | 2018-11-21 | 2021-11-11 |
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