Zeng, Luhai 曾鹿海
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | China International Capital Corporation (International) Limited | Rep | Advising on corporate finance | 2008-03-13 | 2008-12-31 |
| 2 | CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | Rep | Advising on corporate finance | 2008-11-26 | 2014-03-25 | Rep | Dealing in securities | 2014-01-14 | 2014-03-25 |
| 3 | CMB International Capital Limited | Rep | Advising on corporate finance | 2015-06-01 | 2015-08-04 | Rep | Dealing in securities | 2015-06-01 | 2017-09-07 | RO | Advising on corporate finance | 2015-08-04 | 2019-03-04 | RO | Dealing in securities | 2017-09-07 | 2018-03-27 | Rep | Dealing in securities | 2018-03-27 | 2018-07-25 | RO | Dealing in securities | 2018-07-25 | 2019-03-04 |
| 4 | CMB International Securities Limited | Rep | Dealing in securities | 2018-02-23 | 2019-03-04 |
| 5 | HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | Rep | Advising on securities | 2020-02-28 | Rep | Advising on corporate finance | 2020-02-28 | 2020-06-18 | Rep | Dealing in securities | 2020-02-28 | 2020-06-18 | RO | Advising on corporate finance | 2020-06-18 | RO | Dealing in securities | 2020-06-18 |
| 6 | ZJKF SECURITIES INVESTMENT (HONG KONG) LIMITED | RO | Dealing in securities | 2019-09-06 | 2020-02-10 |
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