Zhang, Yu (SFC:APS294) 張妤
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | ANLLY ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2022-10-25 | 2023-06-01 | Rep | Asset management | 2022-10-25 | 2023-06-01 |
2 | CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG ASSET MANAGEMENT LIMITED | Rep | Asset management | 2015-03-30 | 2016-06-10 |
3 | CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | Rep | Dealing in securities | 2007-10-02 | 2016-06-10 | Rep | Advising on securities | 2016-03-10 | 2016-06-10 |
4 | China Reserve Securities Limited | Rep | Advising on securities | 2016-11-21 | 2020-04-21 | Rep | Asset management | 2016-11-21 | 2020-04-21 | Rep | Dealing in securities | 2016-11-21 | 2020-04-21 |
5 | CICC US Securities, Inc. | Rep | Dealing in securities | 2008-02-05 | 2009-06-04 |
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