Lui, Ching Yan 呂政昕
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHINA INTERNATIONAL FUTURES (HONG KONG) COMPANY LIMITED | Rep | Dealing in futures contracts | 2011-05-09 | 2012-08-20 |
| 2 | Dongxing Securities (Hong Kong) Company Limited | Rep | Dealing in securities | 2019-09-06 | 2021-05-31 |
| 3 | HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2012-08-29 | 2016-06-27 | Rep | Dealing in securities | 2012-08-29 | 2016-06-27 |
| 4 | ORIENT FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2019-03-12 | 2019-08-21 |
| 5 | ORIENT SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2019-03-12 | 2019-08-21 |
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