Wong, Sammy Chun Ho 黃俊皓
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHINA CIFCO SECURITIES CO., LIMITED | Rep | Dealing in securities | 2015-07-08 | 2018-04-10 | Rep | Advising on securities | 2016-03-23 | 2018-04-10 | RO | Advising on securities | 2018-04-10 | 2018-11-23 | RO | Dealing in securities | 2018-04-10 | 2018-11-23 |
| 2 | CHINA INTERNATIONAL FUTURES (HONG KONG) COMPANY LIMITED | Rep | Dealing in futures contracts | 2011-05-09 | 2012-08-21 | RO | Dealing in futures contracts | 2012-08-21 | 2018-11-23 |
| 3 | COFCO Asset Management (International) Company Limited | RO | Advising on securities | 2020-11-30 | 2022-11-11 | RO | Dealing in securities | 2020-11-30 | 2022-11-11 |
| 4 | COFCO Futures (International) Co., Limited | RO | Dealing in futures contracts | 2018-11-28 | RO | Advising on futures contracts | 2020-03-16 | RO | Advising on securities | 2023-07-31 | RO | Dealing in securities | 2023-07-31 |
| 5 | NEW REGION SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2007-09-20 | 2008-06-12 |
| 6 | TARZAN STOCK & SHARES LIMITED | Rep | Dealing in securities | 2004-07-14 | 2004-09-28 |
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