Chan, Patrick Hin Wai 陳獻為
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCHK Asset Management Limited | Rep | Advising on securities | 2014-07-10 | 2021-07-16 | Rep | Asset management | 2014-07-10 | 2021-07-16 | Rep | Dealing in securities | 2014-07-10 | 2021-07-16 |
| 2 | CHINA LIFE FRANKLIN ASSET MANAGEMENT CO., LIMITED | Rep | Asset management | 2008-07-31 | 2011-10-31 | Rep | Advising on securities | 2008-10-27 | 2011-10-31 |
| 3 | PineBridge Investments Asia Limited | Rep | Advising on securities | 2011-11-23 | 2014-06-09 | Rep | Asset management | 2011-11-23 | 2014-06-09 | Rep | Dealing in securities | 2013-08-28 | 2014-06-09 |
| 4 | PineBridge Investments Hong Kong Limited | Rep | Dealing in securities | 2013-08-28 | 2014-06-09 |
| 5 | UBS Asset Management (Hong Kong) Limited | Rep | Advising on securities | 2004-06-16 | Rep | Asset management | 2004-06-16 | RO | Advising on securities | 2004-06-16 | 2004-12-23 | RO | Asset management | 2004-06-16 | 2004-12-23 | Rep | Advising on securities | 2004-12-23 | 2008-05-24 | Rep | Asset management | 2004-12-23 | 2008-05-24 |
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