Ji, Pingzi 季屏子
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHINA LIFE FRANKLIN ASSET MANAGEMENT CO., LIMITED | Rep | Advising on securities | 2011-08-08 | 2019-01-31 | Rep | Asset management | 2011-08-08 | 2019-01-31 |
| 2 | HAITONG INTERNATIONAL RESEARCH LIMITED | Rep | Advising on securities | 2022-03-16 | |
| 3 | SMBC Nikko Securities (Hong Kong) Limited | Rep | Advising on securities | 2019-07-02 | 2021-10-15 | Rep | Advising on futures contracts | 2019-07-16 | 2021-10-15 | Rep | Dealing in futures contracts | 2019-07-16 | 2021-10-15 | Rep | Dealing in securities | 2019-07-16 | 2021-10-15 |
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