Lam, Siu Hi 林少喜
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
|
Organisation |
Role |
Activity |
From |
Until |
1 |
CHINA MERCHANTS SECURITIES (HK) CO., LIMITED
|
Rep |
Advising on corporate finance |
|
2003-06-21 |
|
CHINA MERCHANTS SECURITIES (HK) CO., LIMITED
|
RO |
|
2003-06-21 |
2013-09-02 |
2 |
CHINA MERCHANTS FUTURES (HK) CO., LIMITED
|
Rep |
Advising on futures contracts |
|
2003-06-21 |
|
CHINA MERCHANTS FUTURES (HK) CO., LIMITED
|
RO |
|
2003-06-21 |
2013-09-02 |
3 |
CHINA MERCHANTS SECURITIES (HK) CO., LIMITED
|
Rep |
Advising on securities |
|
2003-06-21 |
|
CHINA MERCHANTS SECURITIES (HK) CO., LIMITED
|
RO |
|
2003-06-21 |
2013-09-02 |
|
CMS CAPITAL (HK) CO., LIMITED
|
RO |
|
2012-08-07 |
2013-09-02 |
|
Bosera Asset Management (International) Co., Limited
|
Rep |
|
2014-03-05 |
2014-11-07 |
|
Soochow Securities International Brokerage Limited
|
Rep |
|
2015-05-08 |
2016-01-08 |
4 |
CHINA MERCHANTS FUTURES (HK) CO., LIMITED
|
Rep |
Asset management |
|
2003-06-21 |
|
CHINA MERCHANTS SECURITIES (HK) CO., LIMITED
|
Rep |
|
|
2003-06-21 |
|
CHINA MERCHANTS FUTURES (HK) CO., LIMITED
|
RO |
|
2003-06-21 |
2013-09-02 |
|
CHINA MERCHANTS SECURITIES (HK) CO., LIMITED
|
RO |
|
2003-06-21 |
2013-09-02 |
|
CMS CAPITAL (HK) CO., LIMITED
|
RO |
|
2012-08-07 |
2013-09-02 |
|
Bosera Asset Management (International) Co., Limited
|
Rep |
|
2014-03-05 |
2014-11-07 |
|
Soochow Securities International Asset Management Limited
|
Rep |
|
2015-05-08 |
2016-01-08 |
5 |
CHINA MERCHANTS FUTURES (HK) CO., LIMITED
|
Rep |
Automated trading services |
|
2003-06-21 |
|
CHINA MERCHANTS SECURITIES (HK) CO., LIMITED
|
Rep |
|
|
2003-06-21 |
|
CHINA MERCHANTS FUTURES (HK) CO., LIMITED
|
RO |
|
2003-06-21 |
2005-03-07 |
|
CHINA MERCHANTS SECURITIES (HK) CO., LIMITED
|
RO |
|
2003-06-21 |
2005-01-26 |
6 |
CHINA MERCHANTS FUTURES (HK) CO., LIMITED
|
Rep |
Dealing in futures contracts |
|
2003-06-21 |
|
CHINA MERCHANTS FUTURES (HK) CO., LIMITED
|
RO |
|
2003-06-21 |
2013-09-02 |
|
CHINA MERCHANTS SECURITIES (HK) CO., LIMITED
|
RO |
|
2005-02-15 |
2013-09-02 |
7 |
CHINA MERCHANTS SECURITIES (HK) CO., LIMITED
|
Rep |
Dealing in securities |
|
2003-06-21 |
|
CHINA MERCHANTS SECURITIES (HK) CO., LIMITED
|
RO |
|
2003-06-21 |
2013-09-02 |
|
Bosera Asset Management (International) Co., Limited
|
Rep |
|
2014-03-05 |
2014-11-07 |
|
Soochow Securities International Brokerage Limited
|
Rep |
|
2015-05-08 |
2016-01-08 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy
Back to top