Mau, Ying Yuen 繆英源
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHINA MERCHANTS FUTURES (HK) CO., LIMITED | RO | Dealing in futures contracts | 2009-04-02 | 2014-03-15 | RO | Advising on futures contracts | 2013-08-23 | 2014-03-15 | RO | Asset management | 2013-08-23 | 2014-03-15 |
| 2 | CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | RO | Advising on corporate finance | 2005-01-24 | RO | Automated trading services | 2005-01-24 | RO | Advising on securities | 2014-03-15 | RO | Asset management | 2014-03-15 | RO | Dealing in securities | 2014-03-15 | RO | Dealing in futures contracts | 2007-05-04 | 2014-03-15 |
| 3 | China Securities (International) Asset Management Company Limited | Rep | Asset management | 2014-03-27 | 2014-04-29 | RO | Asset management | 2014-04-29 | 2018-07-19 |
| 4 | China Securities (International) Brokerage Company Limited | Rep | Advising on securities | 2014-03-27 | 2014-04-29 | Rep | Dealing in securities | 2014-03-27 | 2014-04-29 | RO | Advising on securities | 2014-04-29 | 2018-07-19 | RO | Dealing in securities | 2014-04-29 | 2018-07-19 | RO | Advising on futures contracts | 2014-10-28 | 2018-07-19 | RO | Dealing in futures contracts | 2014-10-28 | 2018-07-19 |
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