Chan, Stephen Cheuk Yu 陳卓宇
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHINA MERCHANTS FUTURES (HK) CO., LIMITED | Rep | Dealing in futures contracts | 2009-03-13 | 2013-04-03 |
| 2 | CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | Dealing in securities | 2008-03-13 | 2013-04-03 |
| 3 | GF FUTURES (HONG KONG) CO., LIMITED | Rep | Dealing in futures contracts | 2013-04-09 | 2017-02-01 |
| 4 | GF Securities (Hong Kong) Brokerage Limited | Rep | Dealing in securities | 2013-04-09 | 2017-02-01 |
| 5 | PIPER JAFFRAY ASIA SECURITIES LIMITED | Rep | Dealing in securities | 2006-11-02 | 2008-03-01 |
| 6 | SINO WEALTH SECURITIES LIMITED | RO | Dealing in securities | 2020-10-19 |
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