Chan, Gabriel Kar Yin 陳嘉賢
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHINA MERCHANTS FUTURES (HK) CO., LIMITED | Rep | Dealing in futures contracts | 2010-07-12 | 2016-07-29 |
| 2 | CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | Dealing in securities | 2010-07-12 | 2016-07-29 | Rep | Advising on securities | 2013-06-03 | 2016-07-29 |
| 3 | GENERALI INVESTMENTS ASIA LIMITED | Rep | Advising on futures contracts | 2016-08-11 | 2018-04-30 | Rep | Advising on securities | 2016-08-11 | 2018-04-30 | Rep | Asset management | 2016-08-11 | 2018-04-30 |
| 4 | HANG SENG FUTURES LIMITED | Rep | Advising on futures contracts | 2007-01-15 | 2007-08-13 | Rep | Dealing in futures contracts | 2007-01-15 | 2007-08-13 |
| 5 | HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | Rep | Advising on securities | 2018-05-25 | 2018-09-26 | Rep | Dealing in futures contracts | 2018-06-07 | 2018-09-26 | Rep | Dealing in securities | 2018-06-07 | 2018-09-26 | RO | Advising on securities | 2018-09-26 | 2020-10-05 | RO | Dealing in futures contracts | 2018-09-26 | 2020-10-05 | RO | Dealing in securities | 2018-09-26 | 2020-10-05 |
| 6 | PHILLIP COMMODITIES (H.K.) LIMITED | Rep | Automated trading services | 2003-08-15 | Rep | Asset management | 2003-12-09 | Rep | Advising on futures contracts | 2004-06-04 | Rep | Dealing in futures contracts | 2005-11-07 | Rep | Leveraged foreign exchange trading | 2004-06-14 | 2005-11-07 |
| 7 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2004-06-04 | Rep | Asset management | 2004-06-04 | Rep | Advising on securities | 2005-11-07 | Rep | Dealing in securities | 2005-11-07 |
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