Chan, Kwong Shan 陳廣山
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CEPA ALLIANCE SECURITIES LIMITED | Rep | Dealing in securities | 2004-02-04 | 2004-04-07 |
| 2 | CHINA MERCHANTS FUTURES (HK) CO., LIMITED | Rep | Dealing in futures contracts | 2006-05-10 | 2017-02-01 |
| 3 | CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | Dealing in securities | 2006-05-10 | 2017-02-01 |
| 4 | FULBRIGHT FUTURES LIMITED | Rep | Dealing in futures contracts | 2017-11-01 | 2018-06-29 |
| 5 | FULBRIGHT SECURITIES LIMITED | Rep | Dealing in securities | 2017-11-01 | 2018-06-29 |
| 6 | GREAT BAY SECURITIES LIMITED | Rep | Advising on securities | 2022-07-20 | 2023-05-05 | Rep | Asset management | 2022-07-20 | 2023-05-05 | Rep | Dealing in securities | 2022-07-20 | 2023-05-05 | RO | Advising on securities | 2023-05-05 | RO | Asset management | 2023-05-05 | RO | Dealing in securities | 2023-05-05 |
| 7 | KGI ASIA LIMITED | Rep | Dealing in securities | 2017-05-19 | 2017-09-21 |
| 8 | KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2017-05-19 | 2017-09-21 |
| 9 | Metaverse Securities Limited (HK) | Rep | Dealing in securities | 2018-07-06 | 2022-05-31 | Rep | Advising on securities | 2018-07-17 | 2022-05-31 | Rep | Asset management | 2019-01-11 | 2022-05-31 | Rep | Advising on futures contracts | 2020-11-10 | 2022-05-31 |
| 10 | PHILLIP COMMODITIES (H.K.) LIMITED | Rep | Automated trading services | 2003-08-15 | Rep | Asset management | 2003-12-09 | Rep | Advising on futures contracts | 2004-02-02 | Rep | Dealing in futures contracts | 2004-02-04 |
| 11 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2004-02-02 | Rep | Advising on securities | 2004-02-02 | Rep | Asset management | 2004-02-02 | Rep | Dealing in securities | 2004-02-04 |
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