Cheng, Kong Wai 鄭江偉
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Akuna Hong Kong Limited | Rep | Dealing in futures contracts | 2023-01-30 | 2023-02-24 | Rep | Dealing in securities | 2023-01-30 | 2023-02-24 | RO | Dealing in futures contracts | 2023-02-24 | 2023-10-27 | RO | Dealing in securities | 2023-02-24 | 2023-10-27 |
| 2 | AP Capital Management (Hong Kong) Limited | RO | Dealing in futures contracts | 2017-08-08 | 2018-09-12 | RO | Dealing in securities | 2017-08-08 | 2018-09-12 | RO | Advising on futures contracts | 2017-08-10 | 2018-09-12 | RO | Advising on securities | 2017-08-10 | 2018-09-12 | Rep | Asset management | 2018-01-12 | 2018-09-12 |
| 3 | Beevest Securities Limited | RO | Advising on securities | 2021-12-23 | 2022-08-10 | RO | Dealing in futures contracts | 2021-12-23 | 2022-08-10 | RO | Dealing in securities | 2021-12-23 | 2022-08-10 |
| 4 | BOCOM International Securities Limited | Rep | Dealing in futures contracts | 2010-06-29 | 2011-05-29 | Rep | Dealing in securities | 2010-06-29 | 2011-05-29 |
| 5 | CHINA MERCHANTS FUTURES (HK) CO., LIMITED | Rep | Dealing in futures contracts | 2011-06-20 | 2014-04-08 | Rep | Advising on futures contracts | 2013-09-11 | 2014-04-08 | RO | Advising on futures contracts | 2014-04-08 | 2015-12-09 | RO | Dealing in futures contracts | 2014-04-08 | 2015-12-09 |
| 6 | CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | Dealing in securities | 2011-06-20 | 2015-12-09 | Rep | Advising on securities | 2013-09-11 | 2015-12-09 | RO | Dealing in futures contracts | 2014-04-08 | 2015-12-09 |
| 7 | China PA Securities (Hong Kong) Company Limited | Rep | Dealing in securities | 2019-12-11 | 2020-04-02 | Rep | Advising on securities | 2019-12-11 | 2021-01-28 | RO | Dealing in securities | 2020-04-02 | 2021-01-28 |
| 8 | CMBC INTERNATIONAL FUTURES COMPANY LIMITED | Rep | Dealing in futures contracts | 2021-02-26 | 2021-04-20 | RO | Dealing in futures contracts | 2021-04-20 | 2021-09-20 |
| 9 | CMBC SECURITIES COMPANY LIMITED | Rep | Advising on securities | 2021-02-26 | 2021-04-20 | Rep | Dealing in securities | 2021-02-26 | 2021-04-20 | RO | Advising on securities | 2021-04-20 | 2021-09-20 | RO | Dealing in securities | 2021-04-20 | 2021-09-20 |
| 10 | FRONTIER CAPITAL MANAGEMENT LIMITED (HK) | Rep | Advising on securities | 2021-10-07 | 2021-10-18 | Rep | Dealing in securities | 2021-10-07 | 2021-10-18 |
| 11 | JQ Investments (HK) Limited | RO | Advising on securities | 2024-02-05 | RO | Asset management | 2024-02-05 |
| 12 | PHILLIP CAPITAL MANAGEMENT (HK) LIMITED | Rep | Advising on securities | 2008-07-31 | 2010-05-29 |
| 13 | PHILLIP COMMODITIES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2006-06-02 | 2010-05-29 | Rep | Leveraged foreign exchange trading | 2006-10-05 | 2010-05-29 | Rep | Advising on futures contracts | 2008-07-31 | 2010-05-29 |
| 14 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2006-06-02 | 2010-05-29 |
| 15 | PING AN OF CHINA FUTURES (HONG KONG) COMPANY LIMITED | Rep | Dealing in futures contracts | 2019-09-17 | 2020-04-02 | Rep | Advising on futures contracts | 2019-09-17 | 2021-01-28 | RO | Dealing in futures contracts | 2020-04-02 | 2021-01-28 |
| 16 | PING AN OF CHINA SECURITIES (HONG KONG) COMPANY LIMITED | Rep | Advising on securities | 2019-09-17 | 2020-03-27 | Rep | Dealing in securities | 2019-09-17 | 2020-03-27 |
| 17 | Soochow Securities International Asset Management Limited | Rep | Asset management | 2019-01-22 | 2019-08-28 |
| 18 | Soochow Securities International Brokerage Limited | Rep | Advising on securities | 2018-09-24 | 2018-11-19 | Rep | Dealing in securities | 2018-09-24 | 2018-11-19 | RO | Advising on securities | 2018-11-19 | 2019-08-28 | RO | Dealing in securities | 2018-11-19 | 2019-08-28 |
| 19 | Soochow Securities International Futures Limited | Rep | Advising on futures contracts | 2018-09-24 | 2018-11-19 | Rep | Dealing in futures contracts | 2018-09-24 | 2018-11-19 | RO | Advising on futures contracts | 2018-11-19 | 2019-08-28 | RO | Dealing in futures contracts | 2018-11-19 | 2019-08-28 |
| 20 | ZHONGTAI INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2016-03-16 | 2016-05-16 | RO | Dealing in futures contracts | 2016-05-16 | 2017-06-30 |
| 21 | ZHONGTAI INTERNATIONAL SECURITIES LIMITED | Rep | Advising on securities | 2016-03-16 | 2016-05-16 | Rep | Dealing in securities | 2016-03-16 | 2016-05-16 | RO | Advising on securities | 2016-05-16 | 2017-06-30 | RO | Dealing in securities | 2016-05-16 | 2017-06-30 |
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